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Company Resources

Have a question about NYSE listings?

Listing Standards, Manuals, and Fees

Listing Forms and Applications

The following links provide the materials necessary to prepare an original listing application for the New York Stock Exchange. The first step in the application process is to contact NYSE to request a confidential review of eligibility. A company should not file an original application until NYSE has provided a notification letter of eligibility clearance and conditions of listing.

Please note that original signatures are required for all forms.

Please also note NYSE and NYSE American require different forms and application materials. Scroll down for the appropriate market.

NYSE Listing Materials

Application, Section 303A written affirmation, statement of understanding

NYSE Section 303A Initial Corporate Governance Affirmation

Effective April 1, 2019

The Section 303A Corporate Governance Affirmations can be submitted electronically through Listing Manager, the NYSE’s fully integrated web application. Listing Manager is available for our NYSE, NYSE American, and NYSE Arca issuer community and replaces its predecessor, eGovDirect. Additional information about Listing Manager such as FAQs and training videos can be found here. If you have questions or concerns about Listing Manager, please contact us at [email protected] or +1 212 656 4651.

If unable to make the submission through Listing Manager, as an alternative, the Section 303A Corporate Governance Affirmations provided below may be submitted via email to the Initial Listing Analyst reviewing the Original Listing Application.

The below NYSE Section 303A Corporate Governance Affirmations forms are interactive. The forms must be saved to a local desktop drive before the work completed within the forms can be saved.

NYSE American Listing Materials

Application, written affirmation and statement of understanding

NYSE American Initial/Annual Corporate Governance Affirmation

The Section 303A Corporate Governance Affirmations can be submitted electronically through Listing Manager, the NYSE’s fully integrated web application. Listing Manager is available for our NYSE, NYSE American, and NYSE Arca issuer community and replaces its predecessor, eGovDirect. Additional information about Listing Manager such as FAQs and training videos can be found here. If you have questions or concerns about Listing Manager, please contact us at [email protected] or +1 212 656 4651.

If unable to make the submission through Listing Manager, as an alternative, the NYSE American Corporate Governance Affirmation provided below may be submitted via email to the Initial Listing Analyst reviewing the Original Listing Application.

The below NYSE Section 303A Corporate Governance Affirmations forms are interactive. The forms must be saved to a local desktop drive before the work completed within the forms can be saved.